European Regulator seeks simplifications to format and content of prospectus

By , [At the Regulators , Compliance , Equity , ESMA , Europe , European Union , Investment Banking , Investment Banking , News from the EU , Prospectus Directive (Review)] The European Securities and Markets Authority (ESMA) published the first Part of its Technical Advice (TA) under the Prospectus Regulation. The TA is published in response to a mandate from the European Commission (EC) of …

ESMA updates on Investor Protection and Commodity Derivatives under MiFID II

By , [At the Regulators , Commodities , Compliance , Derivatives , ESMA , European Union , MiFID II , News from the EU] The European Securities and Markets Authority (ESMA) has issued several updates regarding Investor Protection and Commodity Derivatives under MiFID II today. The first statement refers to its Questions and Answers (Q&As) on the Markets in Financial Instruments Directive …

EBA consults on complaints-handling to the new institutions under PSD2 and MCD

By , [At the Regulators , Compliance , EBA , European Union , News from the EU , Payment Services Directive (PSD2) , Payments and Cash Management] The European Banking Authority (EBA) launched today a public consultation to propose extending the scope of application of the existing Joint Committee (JC) Guidelines on complaints-handling to the new institutions established under the revised Payment …