The FCA has published a consultation document, in which it sets out proposals for the necessary changes to the FCA Handbook required to implement the new Market Abuse Regulations (EU MAR) to seek feedback on these proposals and also invite comments on the different options for implementation the regime offers EU Member States in two …
FCA publishes CP15/35 on the implementation of the Market Abuse Regulation Read More »
The European Securities and Markets Authority (ESMA) has opened today a public consultation on draft requirements regarding indirect clearing. Indirect clearing is in practice understood as when clients of a clearing member sign up clients of their own. ESMA’s draft rules on indirect clearing both refer to the European Market Infrastructure Regulation (EMIR) and the …
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