11 - 2015 - Planet Compliance

FSB releases progress report on reducing misconduct risk in the finance industry

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The Financial Stability Board (FSB) has today published a progress report for the G20 on the FSB’s work on addressing misconduct in the financial sector. The progress report on the Measures to reduce misconduct risk sets out details about the FSB-coordinated work to address misconduct in the financial sector and the timeline for the actions. That …

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FSB releases report to G20 on the decline in correspondent banking

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The Financial Stability Board (FSB) has today published a Report to the G20 on actions taken to assess and address the decline in correspondent banking. This report provides an update on work by the FSB in partnership with other organisations to examine the extent and causes of banks’ withdrawal from correspondent banking and the implications …

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FCA publishes PS15/26 on Disclosure Rule and Transparency Rule changes

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The FCA has published PS15/26: Implementation of the Transparency Directive Amending Directive (2013/50/EU) and other Disclosure Rule and Transparency Rule changes. This Policy Statement reports on the main issues arising from CP15/11 and the final rules. This Policy Statement will be of interest to: issuers of securities admitted to trading on a regulated market where …

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6 November 2015

FSB releases progress report on reducing misconduct risk in the finance industry

FSB releases report to G20 on the decline in correspondent banking

FCA publishes PS15/26 on Disclosure Rule and Transparency Rule changes

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