19 February 2016

PRA reports on approach to identifying other systemically important institutions

The Prudential Regulation Authority (PRA) has published PS6/16: The PRA’s approach to identifying other systemically important institutions (O-SIIs). This Prudential Regulation Authority (PRA) policy statement (PS) provides feedback to responses to Consultation Paper (CP) 39/15, ’The PRA’s approach to identifying other systemically important institutions (O-SIIs)’.The PS also contains a statement of policy on the PRA’s approach …

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FCA issues findings on research and due diligence of products and services

The FCA has published its review TR16/1: Assessing suitability: Research and due diligence of products and services, where it sets out the high level findings of our thematic review of the research and due diligence processes carried out by advisory firms on the products and services they recommend to retail clients. The regulator considered how they review …

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FCA guidance to enforcing security under the Consumer Credit Act

The FCA has published a proposal to issue guidance, which explains how it will interpret provisions of the Consumer Credit Act 1974 (CCA) regarding the enforcement of security in relation to a regulated credit agreement or a regulated consumer hire agreement: GC16/2: Proposal to issue guidance on the FCA’s view of enforcing security under the Consumer Credit Act 1974 …

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