2 March 2016

FCA issues PS16/6 on Consequential Changes to the Senior Managers Regime

The FCA has issued the Policy Statement PS16/6 on Consequential Changes to the Senior Managers Regime. The FCA issues this PS since in January 2016 it consulted on proposed consequential amendments to the Senior Managers and Certification Regime (SM&CR). These changes reflect HM Treasury’s removal of the requirement for firms to report known and suspected breaches of …

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EBA publishes results of the CRDIV-CRR/Basel III monitoring exercise

The European Banking Authority (EBA) published today its ninth report of the CRDIV-CRR/Basel III monitoring exercise on the European banking system. This exercise, run in parallel with the one conducted by the Basel Committee on Banking Supervision (BCBS) at a global level, allows the gathering of aggregate results on capital – risk-based and non-risk-based (leverage) …

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IOSCO publishes Securities Markets Risk Outlook

IOSCO today published its Securities Markets Risk Outlook. The 2016 edition of the IOSCO Securities Markets Risk Outlook is the third publication in an annual series of Outlooks produced by the IOSCO Research Department in cooperation with the IOSCO Committee on Emerging Risks that aims to identify and assess potential risks to the financial system stemming …

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FCA consults on handbook changes to Payment Accounts Regulations

The FCA today issued CP16/7: Payment Accounts Regulations 2015 – draft Handbook changes and draft guidance. Following the making of the Payment Accounts Regulations 2015 (PARs), the FCA is consulting on proposed changes to its Handbook. It is also proposing to issue guidance aimed at assisting payment service providers with the implementation of the PARs. The statement and …

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