Welcome to Part III of our series on the seven market abuse offences as we know them in the regulatory regime of the UK. This one is a tricky one as it deals with the offence of Misuse of Information. Tricky because it is one of the two super equivalents of the seven offences (the …
The 7 Deadly Sins of Market Abuse (Part III): Misuse of information Read More »
The European Securities and Markets Authority (ESMA) has opened today a public consultation on draft guidelines under the Market Abuse Regulation (MAR). ESMA is seeking views on its proposed non-exhaustive indicative list of information expected or required to be published on commodity derivatives markets or spot markets for the purposes of determining inside information regarding …
ESMA consults on future MAR list of information regarding commodity and spot markets Read More »
The European Banking Authority (EBA) report on remuneration practices published today shows that the number of high earners in EU banks increased significantly in 2014, while the average ratio between the variable and fixed remuneration dropped significantly for high earners, as well as for all other identified staff. The report, which is part of the …
EBA reports on high earners and the effects of the bonus cap Read More »
The FCA today published PS16/10: Financial Services Compensation Scheme – Management Expenses Levy Limit 2016/17. This Policy Statement is a report on the main issues arising from CP16/3: Financial Services Compensation Scheme Management Expenses Levy Limit 2016/17, and contains the final rules. The Management Expenses Levy Limit (MELL) is set annually and jointly by the Financial Conduct Authority …
FCA reports on Financial Services Compensation Scheme Read More »
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