The European Securities and Markets Authority (ESMA) has today published a discussion paper on UCITS share classes (the DP). The Undertakings for Collective Investment in Transferable Securities (UCITS) Directive recognises the possibility for UCITS to offer different share classes to investors but it does not prescribe whether, and to what extent, share classes of a …
ESMA publishes Discussion Paper on UCITS share classes Read More »
Edwin Schooling Latter, Head of Markets Policy, FCA, delivered a speech on how the FCA views the increasing electronification of trading at the FIX 2016 EMEA Trading Conference. In his speech, he pointed out that electronification has many advantages, but also poses risks and raises questions that need to be discussed such as: Is electronification, …
FCA views on increasing electronification of trading Read More »
The European Banking Authority (EBA) launched today a public consultation on draft amending Regulatory Technical Standards (RTS) on credit valuation adjustment (CVA) proxy spread. These RTS propose limited amendments to Commission’s Delegated Regulation (EU) No 526/2014 based on two policy recommendations contained in the EBA’s CVA report published on 25 February 2015. Through the proposed …
EBA consults on draft amending standards on CVA proxy spread Read More »
Switzerland traditionally has a strong banking sector, so it’s not surprising for the country trying to establish itself as a leading FinTech hub. Somewhat in need of diversification following the increasing pressure on its private banking activities with the de facto end of the famous Swiss bank secrecy as well as the increased competition from …
The European Securities and Markets Authority (ESMA) has updated its Questions and Answers document (Q&A) on prospectus related issues. The Q&A includes two new questions and answers on the capitalisation and indebtedness table and the validity of the base prospectus. The purpose of the Q&A document is to promote common supervisory approaches and practices in …
ESMA updates its Q&A document on prospectus related issues Read More »
Planet Compliance is a B2B media site and directory focused on covering business regulations and highlighting the top compliance software applications. Fortune 500 brands, major consultancies, and small businesses rely on Planet Compliance’s content, reports, and analysis when reviewing various solutions to ensure their company and clients comply with various business regulations.
The full legal disclaimer can be found here:
View Disclaimer
© 2024 PlanetCompliance. All Rights Reserved.
Disclaimer | Privacy
Add your article to Planet Compliance.
