8 April 2016

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ESMA publishes new Q&A on CFDs and other speculative products

The European Securities and Markets Authority (ESMA) has published today a new question and answer document (Q&A) on the application of the Markets in Financial Instruments Directive (MiFID) to the marketing and sale of financial contracts for difference (CFDs) and other speculative products to retail clients (such as binary options and rolling spot forex). These …

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ESMA publishes responses to Benchmarks Regulation consultation

The European Securities and Markets Authority (ESMA) has published the responses received to the Discussion Paper Benchmarks Regulation. ESMA had issued the consultation paper since it was requested by the Commission to provide technical on possible delegated acts to the regulation. The technical advice should be delivered within four months after the entry into force …

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FCA provides Guidance on Credit Information for SMEs

The FCA today published its finalised guidance report FG16/4: Guidance on Small and Medium Sized Business (Credit Information) Regulations. The purpose of the guidance is to explain the scope of our functions in relation to Regulations. It will be of interest to banks and credit reference agencies (CRAs) designated by HM Treasury under the Regulations, small and medium sized businesses (SMEs) seeking …

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