28 April 2016

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FCA reports on implementation of the Market Abuse Regulation

The FCA today published its policy statement “PS16/13: Implementation of the Market Abuse Regulation”. In this Policy Statement the FCA reports on the main issues arising from Consultation Paper 15/35: Policy proposals and Handbook changes related to the implementation of the Market Abuse Regulation (2014/596/EU) – and Consultation Paper 15/38: Provisions to delay disclosure of inside information …

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FCA reports on survey of firms providing financial advice

The FCA today published its report on its survey of firms providing financial advice. This report summarises the results of a survey of 233 firms active in providing financial advice on retail investment products, carried out in November 2015. The results from this survey informed Financial Advice Market Review (FAMR) and the proposals recommended. Additionally, the results of this …

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