17 May 2016

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In a nutshell – US AML regulation for Crowdfunding platforms

The Financial Crimes Enforcement Network (FinCEN), a bureau of the U.S. Department of the Treasury, recently put out a news release with regard to its proposal to amend the Bank Secrecy Act’s (BSA) definition of “Broker or Dealer in Securities” to include funding portals (see related post). FinCEN stated that its proposal seeks to ensure …

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Italian regulator introduces new arbitrator for financial disputes

Consob, the Italian regulator, published a statement announcing that the Commission has approved the regulation of the new Arbitrator for financial disputes (ACF) (Resolution No. 19602 of 4 May 2016, being published in the Official Gazette of the Republic). The regulation allows Consob to start a new out-of-court system for resolving disputes. It is characterised …

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