The European Securities and Markets Authority (ESMA) has published today statistical data on the number of prospectuses approved and passported by the National Competent Authorities (NCAs) of the European Economic Area (EEA) within the EU prospectus regime. The report shows that the number of prospectus approvals across the EEA has slightly decreased in 2015 compared …
ESMA issues overview of European prospectus activity Read More »
The European Securities and Markets Authority (ESMA) has published an extract from its confidential database of enforcement decisions on financial statements. The extract includes a selection of 12 decisions that were taken by national enforcers in the period from February 2014 to April 2016. ESMA is publishing extracts from its confidential database of enforcement decisions …
ESMA publishes extract on enforcement decisions on financial statements Read More »
The FCA today published a statement in relation to its FX remediation programme, which it had launched in 2014 to ensure UK foreign exchange (FX) firms addressed the root causes of failings and to drive up standards across the market. The report outlines how firms should respond to the FCA’s findings and its next steps. At the time, the FCA …
FCA outlines next steps in FX remediation programme Read More »
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