10 August 2016

seanmurphyimogengarner-planetcompliance-interview

FinTech, Blockchain, Smart Contracts and Regulation – An interview with Sean Murphy and Imogen Garner (Part 2)

In the first part of our interview with Sean Murphy and Imogen Garner of Norton Rose Fulbright we talked about what Brexit means for the future of FinTech in London, legal essentials for start-ups and financial regulation. Find out in the second part about the consequences of RegTech and LegalTech for the legal profession and …

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whistle

Company Paying Penalty for Violating Key Whistleblower Protection Rule

The Securities and Exchange Commission today announced that an Atlanta-based building products distributor is settling charges that it violated securities laws by using severance agreements that required outgoing employees to waive their rights to monetary recovery should they file a charge or complaint with the SEC or other federal agencies. BlueLinx Holdings Inc. has agreed …

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singapore-243669_1280

MAS issues Guidelines on Outsourcing Risk Management including Cloud Services

The Monetary Authority of Singapore (MAS)  issued new Guidelines on Outsourcing Risk Management to financial institutions (FIs) following extensive industry and public consultation. The Outsourcing Guidelines provide expanded guidance to the industry on prudent risk management practices for outsourcing, including cloud services, which have been adopted by a growing number of FIs. Key changes to …

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