10 October 2016

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ESMA provides guidance on transaction reporting, order record keeping and clock synchronisation under MiFID II

The European Securities and Markets Authority (ESMA) has issued today final Guidelines regarding the implementation of the transaction reporting regime under the Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR), along with its Final Report which sets out the feedback ESMA received to its consultation on these topics. The Guidelines provide further detail …

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ESMA publishes new Q&A on investor protection under MiFID II

The European Securities and Markets Authority (ESMA) has published a Questions and Answers (Q&A) document regarding the implementation of investor protection topics under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). MiFID II will enter into application on 3 January 2018 and will strengthen the protection of investors by both introducing new …

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