27 October 2016

passport-1143486_1280

Brexit, Passporting for Financial Firms and what all the fuss is about

When talking about Brexit, the UK’s decision to leave the European Union in a way and at a point in time yet to be determined, one of the key discussion points is that financial firms fear to loose their passporting rights. As with many Brexit discussions before and after the vote, there always seems to …

Brexit, Passporting for Financial Firms and what all the fuss is about Read More »

eu-flag-911183_1280

ESMA issues MiFIR reporting instructions

The European Securities and Markets Authority (ESMA) has issued detailed reporting introductions and XML schemas under its Financial Instruments Reference Data System (FIRDS). FIRDS covers the Markets in Financial Instruments Regulation (MiFIR) and the Market Abuse (MAR) requirements for reference data collection and publication, collection and processing of additional data to support the MiFIR transparency …

ESMA issues MiFIR reporting instructions Read More »

boe-bw

PRA issues rules for passporting and algorithmic trading under MiFID II

This Prudential Regulation Authority (PRA) today published policy statement (PS) 29/16. The paper provides feedback to responses to Consultation Paper (CP) 9/16 ‘Implementation of MiFID II: Part 1’. It sets out final rules to transpose the Markets in Financial Instruments Directive (MiFID II) legislative package for: the extension of scope and harmonisation of the MiFID …

PRA issues rules for passporting and algorithmic trading under MiFID II Read More »

Scroll to Top

Add Article

Add your article to Planet Compliance.