10 July 2017

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ESMA issues final standards for publication of derivatives data

The European Securities and Markets Authority (ESMA) has today issued final regulatory technical standards (RTS) regarding the aggregation and publication of derivatives data by trade repositories (TRs). ESMA’s RTS define the operational standards for aggregation and comparison of aggregate position data across TRs, which is important to assess risks associated to those markets. ESMA’s RTS …

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ESMA consults on guidelines regarding internalised settlement reporting

The European Securities and Markets Authority (ESMA) has opened today a public consultation on future guidelines further detailing the implementation of internalised settlement reporting under the Central Securities Depositories Regulation (CSDR). Internalised settlement refers to transactions, which are settled outside securities settlement systems operated by central securities depositories (CSDs). Internalised settlement can happen at different …

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ESMA updates MiFID II/ MIFIR Investor Protection Q&A

The European Securities and Markets Authority (ESMA) has added 2 new Q&A to its Questions and Answers (Q&A) document on the implementation of investor protection topics under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). The new Q&A cover the topics of recording of telephone conversations and electronic communications, and best execution. …

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