ESMA provides update on Investor Protection and Intermediary Topics under MiFID II
The European Securities and Markets Authority (ESMA) has added 9 new or updated Q&As to its Questions and Answers (Q&A) on MiFID II/MiFIR investor protection topics. The new or updated Q&As cover the topics of best execution, client categorisation, provision of investment services and activities by third country firms, and other issues. The overall MiFID II Q&A …
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