Month: October 2018

US regulators issue warning about false claims regarding endorsements of digital assets.

The SEC’s Office of Investor Education and Advocacy (OIEA) and the Commodity Futures Trading Commission’s (CFTC) Office of Customer Education and Outreach warn investors to watch out for false claims about agency actions and endorsements related to digital assets.  Fraudsters may use false claims to lure investors into purchasing digital assets and to artificially raise …

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UK financial watchdog consults on no-deal Brexit approach

The Financial Conduct Authority (FCA) today published two consultation papers, setting out its proposals in the event the UK leaves the European Union on 29 March 2019 without an implementation period.  It also set out its approach to the regulation of Credit Rating Agencies, Trade Repositories and Data Reporting Services Providers. The two consultation papers focus …

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What RegTechs say: The challenges of RegTech adoption

The six challenges A few weeks ago we published a post about the obstacles that RegTech needs to overcome to move to the next level. We focused on six challenges that we, from our experience, find are the key barriers to wider adoption and implementation of RegTech solutions: Challenge No. 1: Legacy Systems Challenge No. 2: …

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The Business Spotlight on… Aquis Technologies

What can you tell us about your company and your products & services? Aquis Exchange PLC is an exchange services group, which operates a pan-European cash equities trading exchange (Aquis Exchange) and develops and licenses exchange software to third parties (Aquis Technologies). Aquis Technologies is the software and technology division of Aquis Exchange PLC. It …

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