June 2020

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FinTech’s Gutenberg Dilemma or the Problem of Conflicting Regulations

One of the biggest problems for FinTech startups as well as establish firms is regulation. Unlike traditional financial institutions who already struggle to some extend with the larger number of regulations they have to comply with, FinTechs also often lack the resources and experience in dealing with this very important aspect in their daily life. …

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Syracuse Refinance: Benefits of Refinancing Your Mortgage

Homeowners invest a lot of efforts, money and time to finally get the keys of their own home. However, some of the homeowners still decide to refinance their mortgage. Refinancing your mortgage implies that you pay off the current loan and replace it with another one. There could be several reasons why homeowners refinance: To …

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Everything You Need To Know About SOX Compliance

Everything You Need To Know About SOX Compliance SOX compliance testing is also known as the Sarbanes-Oxyley Act of 2002. This is a U.S. law that protects investors from committing accounting fraud, especially with regards to publicly traded companies. The Act is derived from the names of two congressmen Paul Sarbanes and Michael Oxyle. This …

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Merlon’s leading Adverse Media Research Platform for enhanced KYC and AML investigations now instantly available to all financial firms via SaaS Offering

Merlon’s leading adverse media research platform for enhanced AML and KYC investigations, used by global Tier 1 banks for over three years to help fight financial crime, is now being made available to all financial institutions through a new SaaS platform. Using it’s advanced AI, machine learning, and Natural Language Processing algorithms, Merlon analyzes over …

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Compliance Case Studies: The Cost of Missing Important Deadlines

A case study for the digital transformation of a financial institution and why compliance culture plays a big role, too. This week, the German financial watchdog, the Federal Financial Supervisory Authority or short BaFin, announced that it had imposed an administrative fine against Barclays PLC, the British multinational investment bank and financial services company with …

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Traceability: can regulation be integrated with policies, systems and controls?

More than 1000 regulatory professionals have already registered for singlerulebook.com’s first webinar on traceability to regulation On Thursday 18th of June, regtech start up singlerulebook.com will host its first webinar. It will bring together senior experts from Standard Chartered Bank, Capco and MarketAxess to discuss data lineage in regulation. It looks like this will become …

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Investing like the Pros: Steps for Picking Stocks and Analysing Cycles in Markets

Financial celebrities like Warren Buffett are sometimes revered as demigods and who wouldn’t want to know how the great investors make money on financial markets? The financial industry often invests enormous amounts to identify sometimes even the smallest opportunities to make a profit and still experts can be surprised as the average Joe by the …

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