Finally, here it is: a comprehensive list of the requirements you need to keep in mind if you want to...
At the Regulators
With the first MiFID Directive, the European lawmakers emphasized the importance of an independent compliance function. It formalized the requirements...
When Facebook last month announced its plans for a new cryptocurrency, it did not take long for regulators around the...
The practice of using financial instruments to borrow funds is known only to a small circle in the industry, though...
Sustainable Finance has been catapulted to the top of the list of priorities for regulators. Following ESMA’s technical advice to...
What is sustainable finance and what are the consequences for the existing or future governance framework of financial institutions? While...
You may be excused to have missed the news that at the end of March the European Parliament and Member...
Right in time for the long Easter weekend, the UK’s Financial Conduct Authority (FCA) last week issued its annual business...
Germany cannot be considered the most welcoming jurisdiction in terms of token regulation. A recent report might spell a change...
When the UK’s Financial Conduct Authority (FCA) published a statement before Christmas that announced that it had directed London Capital...
Last week, the FDIC (“Federal Deposit Insurance Corporation”) sent out one of its periodic Financial Institution Letters. This one is...
Cybersecurity sits firmly among the top priorities of any financial institution. The prevention of a breach is of utmost importance,...
Just when you thought STOs were the answer to the ICO impasse, the financial watchdog of HK issues a warning...
More than nine months have passed since the GDPR (General Data Protection Regulation) came into effect but still many companies...
The German financial regulator BaFin has published the latest edition of its BaFinJournal (in German), its monthly specialist magazine and...
