Complii Fintech Solutions

Complii Fintech Solutions offers an end-to-end, integrated risk and compliance platform designed to meet AFSL holders’ specific operational needs.

Complii FinTech modules can be implemented individually or as part of an integrated service delivery platform.

Our secure digital platform is based on customisable software designed to automate, record and report on an AFS Licensee and Brokers’ compliance obligations.

Complii automates functions such as sending ROA’s/SOA’s emails based off client profiles, 708 expiry register, FOFA FDS letter auto-generation and electronic opt-in, online client profiles updates, disclosures, breach register, Chinese walls, internal compliance and much more.

Our core modules include:

-AFSL compliance

-staff trading

-risk management

-financial crimes

-complaints management

-Automated distribution and acceptance of corporate deals

see www.complii.com.au for more details