National Regulatory Authorities

Below you will find a list of National Regulators for the Financial Services Industry. Please note that the list is not complete and cannot be since certain aspects of financial regulation in some countries may be governed by authorities that are not listed here. If you feel that there is an institution that should be added or think that the list needs to amended, please get in touch with us and help us make this free resource better.

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Albania

Albanian Financial Supervisory Authority

www.amf.gov.al

Argentina

Comisiòn Nacional de Valores

www.cnv.gov.ar

Armenia

Central Bank of Armenia

www.cba.am/index.html

Australia

Australian Financial Markets Association

www.afma.com.au

Australian Securities and Investments Commission

www.asic.gov.au

Austria

Austrian Financial Market Authority (FMA)

www.fma.gv.at

Bahamas

Securities Commission of the Bahamas

www.scb.gov.bs

Bahrain

Central Bank of Bahrain

www.cbb.gov.bh

Bangladesh

Securities and Exchange Commission

www.secbd.org

Barbados

Securities Commission of Barbados

www.seccom.com.bb

Belgium

Banking, Finance and Insurance Commission

www.cbfa.be

Bermuda

Bermuda Monetary Authority

www.bma.bm

Bolivia

Superintendencia de Pensiones, Valores y Seguros

www.asfi.gov.bo

Brazil

Comissão de Valores Mobiliários

www.cvm.gov.br

Bulgaria

Financial Supervision Commission

www.fsc.bg

Canada

Alberta Securities Commission

www.albertasecurities.com

Autorité Des Marchés Financiers

www.lautorite.qc.ca

British Columbia Securities Commission

www.bcsc.bc.ca

Canadian Securities Administrators

www.csa-acvm.ca

Investment Industry Regulatory Organization of Canada

www.iiroc.ca

Office of the Superintendent of Financial Institutions (OSFI)

http://www.osfi-bsif.gc.ca

Ontario Securities Commission

www.osc.gov.on.ca

Cayman Islands

Cayman Islands Monetary Authority (CIMA)

www.cimoney.com.ky

Chile

Superintendencia de Valores y Seguros

www.svs.cl

China

China Securities Regulatory Commission

www.csrc.gov.cn

Colombia

Superintendencia de Valores

www.superfinanciera.gov.co

Costa Rica

Superintendencia de Valores

www.sugeval.fi.cr

Croatia

Croatian Agency for Supervision of Financial Services

www.hanfa.hr

Cyprus

Securities and Exchange Commission

www.cysec.gov.cy

Czech Republic

Czech National Bank

www.cnb.cz

Denmark

Finanstilsynet

www.ftnet.dk

Ecuador

Superintendencia de Compãnías

www.supercias.gov.ec

Egypt

Capital Market Authority

www.cma.gov.eg

Egyptian Financial Supervisory Authority

www.efsa.gov.eg

El Salvador

Superintendencia de Valores

www.superval.gob.sv

Estonia

Finantsinspektioon (Financial Supervision Authority)

www.fi.ee

Fiji

Capital Markets Development Authority

www.cmda.com.fj

Reserve Bank of Fiji

www.reservebank.gov.fj

Finland

Financial Supervision Authority

www.finanssivalvonta.fi

France

Autorité des marchés financiers

www.amf-france.org

Germany

Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin)

www.bafin.de

Ghana

Securities and Exchange Commission

www.secghana.org

Greece

Hellenic Republic Capital Market Commission

www.hcmc.gr

Guatemala

Banco de Guatemala

www.banguat.gob.gt

Guernsey

Guernsey Financial Services Commission

www.gfsc.gg

Honduras

Comisión Nacional de Bancos y Seguros (National Banks and Securities Commission of Honduras)

www.cnbs.gov.hn

Hong Kong

Securities and Futures Commission

www.sfc.hk/sfc/html/EN

Hungary

Hungarian Financial Supervisory Authority

www.pszaf.hu

Iceland

Financial Supervisory Authority – Iceland

www.fme.is

India

Forward Markets Commission

www.fmc.gov.in

Securities and Exchange Board of India

www.sebi.gov.in

Indonesia

Indonesian Capital Markets Supervisory Agency

www.bapepam.go.id

Iraq

Iraq Securities Commission

www.isc.gov.iq

Ireland

Bank and Financial Services Authority of Ireland

www.centralbank.ie

Isle of Man

Financial Supervision Commission

www.fsc.gov.im

Israel

Israel Securities Authority

www.isa.gov.il

Italy

Commissione Nazionale per le Società e la Borsa

www.consob.it

Banca d’Italia

http://www.bancaditalia.it/

Jamaica

Financial Services Commission

www.fscjamaica.org

Japan

Financial Services Agency

www.fsa.go.jp

Securities and Exchange Surveillance Commission

www.fsa.go.jp/sesc/english/index.htm

Jersey

Jersey Financial Services Commission

www.jerseyfsc.org

Jordan

Jordan Securities Commission

www.jsc.gov.jo

Kazakhstan

Financial Supervision Agency

www.afn.kz

Kenya

Capital Markets Authority

www.cma.or.ke

Korea

Financial Supervisory Commission/Financial Supervisory Service

www.fss.or.kr

Korea Financial Investment Association

www.kofia.or.kr

Kyrgyz Republic

State Agency for Financial Surveillance and Accounting

www.nsc.kg

Latvia

Financial and Capital Market Commission

www.fktk.lv/en

Lithuania

Lithuanian Securities Commission

www.lsc.lt/en/index.php

Luxembourg

Commission de Surveillance du Secteur Financier

www.cssf.lu

Macedonia

Securities and Exchange Commission of the Republic of Macedonia

www.sec.gov.mk

Malawi

Reserve Bank of Malawi

www.rbm.mw

Malaysia

Labuan Offshore Financial Services Authority

www.lofsa.gov.my

Securities Commission

www.sc.com.my

Malta

Malta Financial Services Authority

www.mfsa.com.mt

Mauritius

Financial Services Commission

www.fscmauritius.org

Mexico

Comisiòn Nacional Bancaria y de Valores

www.cnbv.gob.mx

Mongolia

Financial Regulatory Commission

www.frc.mn/engnew/

Morocco

Conseil Déontologique Des Valeurs Mobiliéres

www.cdvm.gov.ma

Netherlands, The

Netherlands Authority for the Financial Markets

www.afm.nl

New Zealand

Securities Commission

www.sec-com.govt.nz

Nigeria

Securities and Exchange Commission

www.sec.gov.ng

Norway

Banking, Insurance and Securities Commission (Kredit Tilsynet)

www.kredittilsynet.no

The Financial Supervisory Authority of Norway (Finanstilsynet)

www.finanstilsynet.no

Oman

Capital Market Authority

www.cma.gov.om

Pakistan

Securities and Exchange Commission of Pakistan

www.secp.gov.pk

Panama

Comisiòn Nacional de Valores

www.conaval.gob.pa

Paraguay

Comisiòn Nacional de Valores

www.cnv.gov.py

Peru

Comisiòn Nacional Supervisora de Empressa y Valores

www.conasev.gob.pe

Philippines

Securities and Exchange Commission

www.sec.gov.ph

Poland

Polish Financial Supervision Authority

www.knf.gov.pl

Portugal

Comissão do Mercado de Valores Mobiliários

www.cmvm.pt

Sociedade Gestora de Sistemas de Liquidação e de Sistemas Centralizados de Valores Mobiliários

www.interbolsa.pt

Qatar

Qatar Central Bank

www.qcb.gov.qa

QFC Regulatory Authority

www.qfcra.com

Romania

Romanian National Securities Commission

www.cnvmr.ro

Russia

The Federal Financial Markets Service

www.ffms.ru

Saudi Arabia

Capital Market Authority

www.cma.org.sa

Serbia

Securities and Financial Market Commission

www.sec.sr.gov.yu

Singapore

Monetary Authority of Singapore

www.mas.gov.sg

Slovakia

The National Bank of Slovakia

www.nbs.sk

Slovenia

Securities Market Agency

www.a-tvp.si

South Africa

Financial Services Board

www.fsb.co.za

Spain

Comisiòn Nacional del Mercado de Valores Consejero

www.cnmv.es

Sri Lanka

Securities and Exchange Commission of Sri Lanka

www.sec.gov.lk

Swaziland

Central Bank of Swaziland

www.centralbank.org.sz

Sweden

Finansinspektionen (Swedish Financial Supervisory Authority)

www.fi.se

Switzerland

Federal Banking Commission

www.finma.ch

Swiss Futures and Options Association

www.sfoa.org

Taiwan

Financial Supervisory Commission, Executive Yuan

www.fscey.gov.tw

Tanzania

Capital Markets and Securities Authority

www.cmsa-tz.org

Thailand

Securities and Exchange Commission

www.sec.or.th

Trinidad and Tobago

Trinidad and Tobago Securities and Exchange Commission

www.ttsec.org.tt

Tunisia

Conseil du Marché Financier

www.cmf.org.tn

Turkey

Capital Markets Board

www.cmb.gov.tr

Uganda

Capital Markets Authority

www.cmauganda.co.ug

Ukraine

Securities and Stock Market State Commission

www.ssmsc.gov.ua

United Arab Emirates

Central Bank of the UAE

www.centralbank.ae

Dubai Financial Services Authority

www.dfsa.ae

Dubai International Financial Centre (DIFC)

www.difc.ae

Securities and Commodities Authority

www.sca.ae

United Kingdom

Financial Conduct Authority (FCA)

www.fca.gov.uk

Prudential Regulation Authority (PRA)

http://www.bankofengland.co.uk/pra/Pages/default.aspx

Bank of England

http://www.bankofengland.co.uk

United States of America

Commodity Futures Trading Commission

www.cftc.gov

Depository Trust & Clearing Corporation

www.dtcc.com

Federal Reserve Board

www.federalreserve.gov

Financial Industry Regulatory Authority (FINRA)

www.finra.org

Futures Industry Association

www.futuresindustry.org

National Futures Association

www.nfa.futures.org

National Securities Clearing Corporation

www.nscc.com

North American Securities Administrators Association

www.nasaa.org

Options Clearing Corporation

www.theocc.com

Options Price Reporting Authority

www.opradata.com

Securities and Exchange Commission

www.sec.gov

Securities Industry and Financial Markets Association

http://www.sifma.org

Uruguay

Banco Central del Uruguay

www.bcu.gub.uy

Uzbekistan

Centre for Coordination and Control over Functioning of Securities Market

www.csm.gov.uz

Venezuela

Comisiòn Nacional de Valores

www.cnv.gov.ve

Vietnam

State Securities Commission

www.ssc.gov.vn

West African Monetary Union

Conseil Régional de L’Épargne Publique et des Marchés Financiers

www.crepmf.org

Zambia

Securities and Exchange Commission

www.sec.gov.zm