Tue. Jun 25th, 2019

Planet Compliance

Innovation & Regulation in Finance

RIMES RegFocus

Profile:

RIMES provides managed data services to financial institutions. We are a pioneer provider of cloud-based technology which delivers highly customized financial data over the internet. Supplying world-class data, supported by first-class service remains our prime focus today. The success of RIMES reflects a unique practical approach that combines the right technology with the best people. Our solutions are designed, delivered, and supported by an expert team recruited from the heart of the industry.RegFocus translates regulatory guidelines and rules governing trading conduct and best execution into alerts to identify potentially abusive order and trade behaviour accurately and early and to ensure that clients receive the best possible outcomes. Using powerful algorithms and analytics, our service monitors and detects behaviour across multiple exchanges and asset classes, including ETFs, benchmarks, indices and portfolio rebalancing activities. The service accommodates single order or trade and basket monitoring and can be tailored to suit individual roles and management hierarchies.

Primary activity and other services:

Legal & Regulatory Analysis

Reporting

Location(s):

New York, USA and 9 offices worldwide

Website:

www.rimes.com

 

 

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