With the first MiFID Directive, the European lawmakers emphasized the importance of an independent compliance function. It formalized the requirements...
MiFID II/MiFIR
On Thursday, the German financial watchdog BaFin announced that it would conduct another review into compliance o financial institutions with...
It has been a busy month of MiFID II updates. ESMA has published six documents that provide further detail or...
Some considered 3 January 2018 to be the end of banking as we know it, doomsday, Armageddon. For several years...
The European Securities and Markets Authority (ESMA) has added 9 new or updated Q&As to its Questions and Answers (Q&A) on MiFID...
Today, it’s been 133 days that MiFID II has become applicable. Time to take stock and have a first look...
The European Securities and Markets Authority (ESMA) has published today an extended version of the MiFID II/MiFIR transitional transparency calculations (TTC)...
The European Securities and Markets Authority (ESMA) has published an updated version of the MiFID II/MiFIR transitional transparency calculations (TTC) for equity...
With two weeks until the launch date of one of the biggest regulatory initiatives in history, the European Securities and...
The European Securities and Markets Authority (ESMA) has today updated its Questions and Answers (Q&As) regarding commodity derivatives under the...
The European Securities and Markets Authority (ESMA) published today the MiFID II/MiFIR transitional transparency calculations (TTC) for equity and bond instruments....
ESMA today published a number of updates to different Q&As on MiFID II aspects. The Questions and Answers (Q&As) regarding commodity...
The European Securities and Markets Authority (ESMA) has updated today its Question and Answers (Q&As) regarding the implementation of the...
The European Securities and Markets Authority (ESMA) has added 4 new Q&As to its Questions and Answers (Q&A) document on the implementation...
The European Securities and Markets Authority (ESMA) has today opened a public consultation on a proposed amendment to the Regulatory Technical Standard...
