Sat. Jan 23rd, 2021

Planet Compliance

Innovation & Regulation in Finance

Thomas Murray



Thomas Murray Regulatory Solutions provides compliance and risk management solutions to depositary banks, fund platforms, management companies and funds exposed to European regulations.  Our solutions include:

  • AIFMD & UCITS V Compliance including:
    • Global custodian monitoring
    • Sub-custodian monitoring
    • Local market asset safety monitoring
    • Central Securities Depositary monitoring
    • CCP and Prime Broker risk assessments
  • Transfer Agent Monitoring
  • Third Party Monitoring Software

Thomas Murray was founded in 1994 and is recognised as the market leader for post trade market and counterparty data, risk analysis and technology. Our clients range from the largest global banks, seeking to complement their in-house analysis with Thomas Murray’s unique data and technology, to local infrastructures, management companies, depositary banks and others, who rely on Thomas Murray’s global coverage and holistic service offering. Thomas Murray is an independent, private company controlled by its founders and employees.

With c.100 employees based across 5 continents, the Thomas Murray Group is a well-established partner to many of the world’s largest financial institutions. Our Regulatory Solutions business leverages the Group’s data, technology and solutions to ease the regulatory burden for companies across the European fund ecosystem.

RegTech Categories



Client and Counterparty Identification

General Compliance



Senior Management

Simon Thomas, Executive Chairman

Ross Whitehill, CEO

David Dickinson, Director

Derek Duggan, Director

Number of Staff

C. 100



Key Investors

Majority owned by the company’s founders and employees


London, UK

Other Locations

Bogota, Colombia

Melbourne, Australia

Toronto, Canada


+44 (0) 20 8600 2300
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