With the first MiFID Directive, the European lawmakers emphasized the importance of an independent compliance function. It formalized the requirements...
The Global Financial Crisis brought the economy to the brink of a full-blown collapse and bankers’ greed was one of...
If you have been a loyal visitor to PlanetCompliance and interested in Crowdfunding (chances are since you are reading this...
When Facebook last month announced its plans for a new cryptocurrency, it did not take long for regulators around the...
The Business Spotlight: The section where we look at the companies active in the sectors we cover, tell their stories...
Do you remember the days when one Bitcoin was worth twenty grand? That’s 18 months ago when right before Christmas...
The end is nigh: The world of public offerings will come to an end soon – at least as we...
The Business Spotlight: The section where we look at the companies active in the sectors we cover, tell their stories...
For startups product development, financing and other aspects often push FinTech Compliance down on the list of priorities – this...
Is Crypto dead? Of course not! The question that made the rounds across the internet because of the continued funk...
The wait is over: The latest edition of the PlanetCompliance RegTech Directory is out - your guide to the industry!...
One year has passed since the General Data Protection Regulation (GDPR) took effect on 25 May 2018. The most challenging...
The practice of using financial instruments to borrow funds is known only to a small circle in the industry, though...
The Business Spotlight: The section where we look at the companies active in the sectors we cover, tell their stories...
Sustainable Finance has been catapulted to the top of the list of priorities for regulators. Following ESMA’s technical advice to...
What can you tell us about your company and your products & services? When initially coming up with the concept...
Artificial Intelligence, Robotics, Digitalisation – despite all the success stories it has written, the digital revolution is often also linked...
What is sustainable finance and what are the consequences for the existing or future governance framework of financial institutions? While...
Little more than a month until the next G20 summit in Japan and the crypto community is already speculating fervidly...
What can you tell us about your company and your products & services? Cappitech: The platform of choice for compliance...
You may be excused to have missed the news that at the end of March the European Parliament and Member...
Right in time for the long Easter weekend, the UK’s Financial Conduct Authority (FCA) last week issued its annual business...
Germany cannot be considered the most welcoming jurisdiction in terms of token regulation. A recent report might spell a change...
When the UK’s Financial Conduct Authority (FCA) published a statement before Christmas that announced that it had directed London Capital...
Last week, the FDIC (“Federal Deposit Insurance Corporation”) sent out one of its periodic Financial Institution Letters. This one is...
Planet Compliance has extensively written about equity crowdfunding regulations in the past. But in case the concept of “equity crowdfunding”is...
When I opened my inbox this morning, the first email I found was a notification from ESMA that it has...
Cybersecurity sits firmly among the top priorities of any financial institution. The prevention of a breach is of utmost importance,...
Just when you thought STOs were the answer to the ICO impasse, the financial watchdog of HK issues a warning...
More than nine months have passed since the GDPR (General Data Protection Regulation) came into effect but still many companies...
What can you tell us about your company and your products & services? Driven by our belief in the value...
The German financial regulator BaFin has published the latest edition of its BaFinJournal (in German), its monthly specialist magazine and...
Code is law? Don’t worry, we’re not going to bore you with some dreadful legal analysis of smart contracts and...
Why Cybersecurity needs to be considered a competitive advantage rather than just damage control. The Center for Strategic and International...
One of the things that got me thinking early in my career in financial services was the realisation that many...
BaFin has issued another warning against ICOs. What doesn’t seem to be a big deal, is also a testament to...
What can you tell us about your company and your products & services? kompany helps financial institutions and corporations turn...
Be it the recent surge in cyber-attacks on financial institutions, the technical glitches that lead to flash crashes on trading...
A word of warning about RegTech Investment analytics Before we dive into a presentation and analysis of investment activity in...
Not long now and we will publish the latest edition of the PlanetCompliance RegTech Directory- the most comprehensive guide to...
What can you tell us about your company and your products & services? Founded in 2011, CUBE is an international...
Open Source is one of the key drivers of FinTech innovation, but it comes with a number of risks though...
On Thursday, the German financial watchdog BaFin announced that it would conduct another review into compliance o financial institutions with...
Last week, the German financial regulator BaFin, felt compelled to publish a notice on investor protection with regard to Market...
The ESAs joint report on innovation facilitators analysis the different kinds of innovation hubs and regulatory sandboxes that have been established...
What can you tell us about your company and your products & services? GRADA provides automated solution for entities who...
Yesterday brought the publication of two reports by two of the three European Supervisory Authorities (ESAs), ESMA and EBA on...
Welcome to the RegTech Top 100! Regulatory Technology has made remarkable strides over the last few years. RegTech firms have...
The FinTech revolution continues to transform the financial industry and related services. Start-ups and incumbents are in a fierce battle...
Influencer list are ten a penny and while the idea behind it – recognising the most influential people in a...
LegalTech (or LawTech) is transforming the legal industry and introduces technology to various aspects of the daily lives of lawyers....
1. What can you tell us about your company and your products & services? Alyne enables highly scalable risk and...
FinTech has been developing at an incredible pace over the last years and often regulators couldn’t keep up. As, for...
An overview of the Top RegTech Events in 2019 It’s been another great year for RegTech and we at PlanetCompliance...
If you hadn’t noticed, we live in risky times. At least that’s what the European regulator ESMA is saying. With...
What can you tell us about yourcompany and your products & services? Kompli-Global offers innovative products and services to help...
With the enduring turmoil in crypto markets you could be forgiven to overlook important developments on the regulatory side of...
Why the opportunity of RegTech is not limited to banks and financial institutions. When we talk about the many upsides...
Despite all the hype RegTech companies still face several challenges. We explored the key obstacles in an article a few...
Why the lack of financial inclusion and access to traditional banking forces legitimate businesses to consider questionable alternatives and the...
The first reason I wanted to write about this is that while it is clearly a scam if you read...
When Jay Clayton, the chairman of the U.S. Securities and Exchange Commission (SEC) stated in front of the Senate in February...
Last week a friend of mine asked me whether I had any advice for him on how to win a...
Data or rather the quality of data is often at the centre of any problem RegTech tries to solve. The...
New rules for Crypto risk assessments that will make German banks even more reluctant to work with cryptocurrencies, a court...
What can you tell us about your company and your products & services? eccenca is a leading German company in...
Early last year we published for the first time our list of the most influential RegTech firms, the PlanetCompliance RegTech...
The six challenges A few weeks ago we published a post about the obstacles that RegTech needs to overcome to move...
What can you tell us about your company and your products & services? Aquis Exchange PLC is an exchange...
With almost $300 billion in total market cap, cryptocurrencies are big business. While many focused on ICOs and their meteoric...
Last week the Attorney General of the State of New York published a report about the integrity of several Cryptocurrency...
For many years Bitcoin and other cryptocurrencies have been considered a potent tool for money laundering. However, not until last...
Welcome to our final RegTech event update for 2018, bringing you the best RegTech events for the last quarter of...
Wearables in Finance are the next FinTech frontier. What’s their role and why are they such a big thing? We...
Fundraising for RegTechs looks at the specifics of financing companies in this sector. While all start-ups are different there are...
The Global Financial Crisis is pinned to the moral hazard of bankers but the question is whether it has resulted...
Whether you are the CEO of a RegTech small start up or a manager in a large financial institution, the...
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In many cases, the real message is hidden between the lines and the same is true for Cryptocurrency Regulation. To...
The EU Parliament has proposed to bring ICOs under its Crowdfunding rules. The new ICO rules come with several caveats...
Praised as the definitive and timeless guide to the principles of banking and finance, addressing and meeting the challenges of...
The SEC yesterday published a press release entitled “SEC Bars Perpetrator of Initial Coin Offering Fraud”. What looks at first...
The regulation of Blockchain technology remains patchwork and has left many questions unanswered. The German regulator BaFin takes another stab...
Over the last decade we have seen an electronification of trading, a shift from traditional sales-traders to e-trading. And this...
The current crisis of Chinese P2P platforms at first sight looks like an isolated and distant problem for most people....
Behavioural insights tell us about the biases that often keep us from making the right investment decisions and cost us...
London FinTech Week is a series of conferences, exhibitions, workshops, hackathons, meetups and parties with 5,000 delegates from over 50...
Never before were there so many laws to protect individuals that stand up and speak out about unethical behaviour in...
One of the most interesting experiences on my CV was when I worked as the interim CFO at Humaniq, a...
Time is running out On Friday, Theresa May, the British prime minister, managed to convince her cabinet to reach an...
LegalTech is transforming the legal industry and introduces technology to various aspects of the daily lives of lawyers. We recently...
When you speak regularly about RegTech with both people at banks and start-ups, you can’t help but notice how the...
Vendor Management Compliance is an increasingly important aspect for financial institutions and it is getting more and more complicated, too....
The writing has been on the wall: times for CFDs and Binary Options are getting more difficult with the latest...
For Europeans, it can be puzzling when talk turns to the famous Dodd-Frank as we witnesses the events that led...
Quantum Computing has the potential to disrupt the financial industry. We look at the use cases in Finance and the...
Some considered 3 January 2018 to be the end of banking as we know it, doomsday, Armageddon. For several years...
RegTech is often named as the solution for banks to deal with the wave of new regulations that has swept...
Artificial Intelligence aka AI is changing the Financial Industry; there is no doubt about it. While the verdict is still...
Crypto Theft is becoming more and more widespread. Thanks to the growing popularity of cryptocurrencies and ICOs, the cases of...
Today, it’s been 133 days that MiFID II has become applicable. Time to take stock and have a first look...
Welcome to the PlanetCompliance LegalTech Directory! The legal industry is getting transformed in a way never seen before. Clever start-ups...
Now, come, you didn’t really believe that a financial regulator would steal our personal data and money, did you? But...
The General Data Protection Regulation (GDPR) came into force on 25 May 2018. It is one of the most challenging regulatory...
Still doing Law the old-fashioned way? As part of our series that explores the different facet of FinTech and explain...
If you’re a fan of the friendly neighbourhood Spider-Man, you might know the expression. When Peter Parker, the boy/man behind...
The simple truth is that as well as you may have structured your white paper and token model, there is...
Corporate Corruption is a century old problem, but never has their been such a series of scandals in the banking...
In terms of numbers the boom for Initial Coin Offerings goes from strength to strength. As it looks, in the...
In the second part of our guide to the GDPR and the advantages of RegTech, we have looked at aspect...
The German financial regulator BaFin recently published guidance with regard to the regulatory classification of ICOs as financial instruments, but the report...
The Commission has published an Action Plans on Sustainable Finance, FinTech and a proposal for a Regulation on Crowdfunding that...
Following our general overview of the GDPR, we will now look at Data Subject Rights – the challenges they bring...
Financial regulation in the EU is more and more driven by non-binding acts of authorities like ESMA. The impact of...
It is somewhat amazing to see how Blockchain and ICO regulation divides lawmakers and regulatory authorities around the world. From...
In a recent post, we highlighted that for RegTech to fulfil its entire potential, it needs to be something more...
Whenever talk turns to regulatory initiatives and how RegTech can solve these challenges, it seems that we do not appreciate...
Why do you need Cryptocurrency Risk Management? One day the value of your portfolio is up 10%, the next day...
Playing by the rules no longer is an option for hedge fund industry and is important to understand the compliance...
The signs are that the honeymoon is over for the cryptocurrency industry and that reality is taking slowly, but steadily...
The rise of Family Offices is remarkable. While known to only a handful, they have gained more and more visibility...
KYC is getting more and more important for Cryptoexchanges and Wallet Providers, but how do criminals actually use cryptocurrencies like...
RegTech 2018 – What can we expect from Regulatory Technology in the new year, what are the challenges and which...
Private Equity (“PE”) is experiencing exceptional times with enormous growth. Capital committed to traditional funds, co-investments, separate accounts and directs...
The digital revolution is here, but banks are ill-prepared to deal with the many facets of change. Regulators usually do...
The Cryptocurrency KYC verification process for Exchanges and Wallet Providers could soon see some fundamental changes. European authorities heatedly discuss...
It’s been a great year for RegTech and we at PlanetCompliance had the pleasure of being at several top-notch conferences...
In the first part of this article we looked at the investment landscape in the RegTech sector and why it...
Welcome to the PlanetCompliance LegalTech 500 - The most influential firms in LegalTech LegalTech has transformed the entire legal industry....
