Below you will find a timetable of events and publications of Level 1 and Level 2 measures in relation to the Markets in Financial Instruments Directive Review, i.e. MiFID II and MiFIR. For more on the mechanics of the different levels of the Lamfalussy Process, see our separate post on the subject here. Please note …
The European Banking Authority (EBA) launched today a consultation on its draft guidelines on remuneration policies and practices related to the sale and provision of retail banking products and services. The EBA has identified poor remuneration policies and practices as a key driver of miss-selling of financial products and services. The Guidelines are aimed at …
EBA consults on draft guidelines on remuneration requirements for sales staff Read More »
The European Securities and Markets Authority (ESMA) has published the responses received to the Consultation on indirect clearing under EMIR and MiFIR. The ESMA statement and the responses to the consultation paper can be found here.
Planet Compliance is a B2B media site and directory focused on covering business regulations and highlighting the top compliance software applications. Fortune 500 brands, major consultancies, and small businesses rely on Planet Compliance’s content, reports, and analysis when reviewing various solutions to ensure their company and clients comply with various business regulations.
The full legal disclaimer can be found here:
View Disclaimer
© 2024 PlanetCompliance. All Rights Reserved.
Disclaimer | Privacy
Add your article to Planet Compliance.
