How do RegTechs compare in numbers of staff, funding, location and core activities? Recently, we published the PlanetCompliance RegTech Directory,...
Year: 2016
In a prosecution brought by the Financial Conduct Authority (FCA) Mark Lyttleton, a former Equity Portfolio Manager at BlackRock Investment...
The European Securities and Markets Authority (ESMA) has issued today a Questions & Answers (Q&A) document regarding the implementation of...
The European Securities and Markets Authority (ESMA) has published today its Questions and Answers (Q&As) document regarding the implementation of...
The European Banking Authority (EBA) published today a Report including recommendations on how to harmonise covered bond framework in the...
The Joint Committee of the European Supervisory Authorities (ESAs) today launched a public consultation about the potential benefits and risks...
ASIC has today released class waivers to allow eligible financial technology (fintech) businesses to test certain specified services without holding...
The European Banking Authority (EBA) published today its final draft Regulatory Technical Standards (RTS) specifying the framework for cooperation and...
The Dolomites are sometimes considered the most beautiful mountain range in the Alps and that’s where you find Bolzano in...
What’s the news? The US Supreme Court yesterday decided in the case of Salman v. United States in favour of...
The European Banking Authority (EBA) launched today a consultation on its draft Guidelines developed in close cooperation with the European...
There is no question that Distributed Ledger or Blockchain Technolgy is one of the hot topics in FinTech right now....
The European Banking Authority (EBA) published today additional information on the application of the proportionality principle to the remuneration provisions...
The European Securities and Markets Authority (ESMA) has published an updated questions and answers document on the application of the...
The European Securities and Markets Authority (ESMA) has published two Questions and Answers (Q&A) documents regarding implementation issues relating to market...
