The European Securities and Markets Authority (ESMA) has published its Implementing Regulatory Standard (ITS) on main indices and recognised exchanges...
Month: January 2016
The FCA today published its FCA Handbook Notice 29, which introduces the Handbook and other material made by the Financial Conduct...
The European Securities and Markets Authority (ESMA) has opened today a public consultation on draft guidelines clarifying the implementation of...
The Chairpersons of the three European Supervisory Authorities (ESAs) – EBA, EIOPA and ESMA – sent a joint letter on...
The FCA has published a statement to clarify its supervisors intentions with regard to the overall responsibility for the legal function...
The European Securities and Markets Authority (ESMA) has established two Memoranda of Understanding (MoUs) under the European Markets Infrastructure Regulation...
The European Securities and Markets Authority (ESMA) held its open hearing today on the issues set out in its Discussion...
The FCA has published its monthly e-mail to all regulated firms with an update on the latest news that affect...
IOSCO, the International Organization of Securities Commissions, published a report today that highlights the efforts of emerging capital market regulators to further...
The European Union (EU) and UNODC have launched the Global Action to Prevent and Address Trafficking in Persons and the...
The Prudential Regulation Authority has published an update to its approach to enforcement: statutory statements of policy and procedure, which...
In times where we can almost exclusively use credit cards instead of cash and mobile payment seems to increase its...
The French regulatory authority Autorité de marchés financiers (AMF) has published guidance for fund managers on the ELTIF regulation that has come...
As promised we are trying to shed some more light on the specifics of Market Abuse and have therefore started...
The FCA has published CP16/4 consulting on changing our client money rules for firms that operate electronic systems in relation to...
