Monthly Archives: January 2016

ESMA updates CRR standard on main indices and recognised exchanges FCA publishes Handbook Notice 29 ESMA consults on Market Soundings and Delayed Information under MAR ESAs submit joint letter to Commission on Cross-Selling of Financial Products FCA clarifies overall responsibility of legal function under Senior Managers regime ESMA cooperates with Mexico and South Africa on CCPS ESMA publishes slides from hearing on validation and review of CRA’s methodologies FCA publishes regulation round-up January 2016 Emerging market regulators aim to reinforce commitment to strengthe n resilience while ensuring fair and orderly markets UNODC and EU launch initiative against human trafficking PRU update on approach to enforcement: statutory statements of policy and procedure AML Insight: Money Laundering through the physical transportation of cash AML publishes ELTIF guidance for fund managers