Today’s post is a true highlight as the offence of Market Abuse in the form of Manipulating Transactions has it...
Month: March 2016
The European Securities and Markets Authority (ESMA) has published its final Guidelines on sound remuneration policies under the UCITS Directive...
The European Securities and Markets Authority (ESMA) has fined the trade repository DTCC Derivatives Repository Limited (DDRL) €64,000, and issued...
The FCA today published a statement on peer-to-peer applications for full authorisation. The FCA stated that "this is a young and...
The Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) today published the joint Policy Statement PS16/11: Complaints against the Regulators (PRA PS14/16)....
The Office of the Comptroller of the Currency (OCC) has published the white paper "Supporting Responsible Innovation in the Federal Banking System". The paper describes the OCC’s vision for...
Welcome to Part III of our series on the seven market abuse offences as we know them in the regulatory...
