Monthly Archives: January 2017

FCA fines Deutsche Bank £163 million for serious anti-money laundering controls failings Share on Facebook twitter share button LinkedIn share button Google Plus share button StumbleUpon share button Pinterest share button ESMA updates Q&As on MiFID II transparency and market structure topics Share on Facebook twitter share button LinkedIn share button Google Plus share button StumbleUpon share button Pinterest share button ESMA consults on future guidelines for portability between trade repositories Share on Facebook twitter share button LinkedIn share button Google Plus share button StumbleUpon share button Pinterest share button ESMA advocates common principles for setting up share classes in UCITS funds Share on Facebook twitter share button LinkedIn share button Google Plus share button StumbleUpon share button Pinterest share button ESMA publishes new Q&A on Alternative Performance Measures Guidelines Share on Facebook twitter share button LinkedIn share button Google Plus share button StumbleUpon share button Pinterest share button The Future of Compliance Jobs Share on Facebook twitter share button LinkedIn share button Google Plus share button StumbleUpon share button Pinterest share button AMF publishes a study on behaviour of high-frequency traders Share on Facebook twitter share button LinkedIn share button Google Plus share button StumbleUpon share button Pinterest share button US regulator reports on DLT and the Implications of Blockchain for the Securities Industry Share on Facebook twitter share button LinkedIn share button Google Plus share button StumbleUpon share button Pinterest share button ESMA issues briefing on transaction reporting requirements under MiFID II Share on Facebook twitter share button LinkedIn share button Google Plus share button StumbleUpon share button Pinterest share button RegTech and Regulators or the Sandbox isn’t for everyone Share on Facebook twitter share button LinkedIn share button Google Plus share button StumbleUpon share button Pinterest share button ESMA finds improvement in regulators’ supervision of MiFID best execution requirements Share on Facebook twitter share button LinkedIn share button Google Plus share button StumbleUpon share button Pinterest share button