Planet Compliance

1 min read

FCA publishes PS16/4 on access to regulated benchmarks

PlanetCompliance

The FCA has today published a policy statement (PS16/4) on fair, reasonable and non-discriminatory access to regulated benchmarks. The document...

1 min read

ESMA, national securities regulators and ECB to exchange information

PlanetCompliance

The European Securities and Markets Authority (ESMA) and the European Central Bank (ECB) have concluded a Memorandum of Understanding (MoU)...

3 min read

ESMA to focus on governance, strategy, data and fees in 2016 supervision

PlanetCompliance

The European Securities and Markets Authority (ESMA) has today published its 2016 supervisory priorities for credit rating agencies (CRAs) and...

1 min read

FCA issues Policy Development Update – Issue 30

PlanetCompliance

The FCA today published the Policy Development Update - Issue 30. The document provides information on: publications issued since the last edition...

1 min read

ESMA publishes translations of its Guidelines on complex debt instruments and structured deposits

PlanetCompliance

The European Securities and Markets Authority (ESMA) has published translations of its Guidelines on complex debt instruments and structured deposits....

1 min read

FCA confirms accountability rules for wholesale traders and interim rules on regulatory references

PlanetCompliance

The Financial Conduct Authority (FCA) has today published the final rules confirming their approach to improving individual accountability for those...

1 min read

ESMA publishes responses to the EMIR Consultation on MPOR client accounts

PlanetCompliance

The European Securities and Markets Authority (ESMA) has published the responses received to the consultation on review of Article 26...

1 min read

ESMA updates its EMIR Q&A

PlanetCompliance

The European Securities and Markets Authority (ESMA) has issued today an update of its Q&A on practical questions regarding the...

1 min read

FCA’s Head of Markets Policy gives speech on benchmark regulation

PlanetCompliance

The FCA today published a speech by Edwin Schooling Latter, Head of Markets Policy, FCA, delivered at CISI European Regulation...

2 min read

EBA sets out roadmap for the implementation of the regulatory review of internal models

PlanetCompliance

The European Banking Authority (EBA) published today an Opinion specifying the general principles and timelines for the implementation of the...

2 min read

FCA publishes new rules to strengthen accountability in Banking

PlanetCompliance

Today the FCA published its Policy Statement PS16/3, in which the regulator sets out final rules for the new accountability framework...

1 min read

ESMA issues opinions on UK pension schemes to be exempt from central clearing under EMIR

PlanetCompliance

The European Securities and Markets Authority (ESMA) has today issued a set of opinions regarding the exemption of 16 UK...

1 min read

FCA publishes PS16/2 on the Implementation of the UCITS V Directive

PlanetCompliance

The FCA has published the Policy Statement PS16/2: Implementation of the UCITS V Directive where the regulators sets out Handbook changes...

2 min read

ESMA updates on supervisory work on closet indexing

PlanetCompliance

The European Securities and Markets Authority (ESMA) has published a Statement providing details of its work on closet index tracking...

1 min read

ESMA issues technical standards on settlement discipline under CSDR

PlanetCompliance

The European Securities and Markets Authority (ESMA) has published today draft regulatory technical standards (RTS) on settlement discipline which ESMA...