Basically, Crowdfunding is a just a type of financing. Described as the “pennies from the many” model, it’s key differentiator...
The European Banking Authority (EBA) released today a report reviewing the publication by competent authorities, on an anonymous basis, of...
The European Securities and Markets Authority (ESMA) has published updated questions and answers on the application of the AIFMD. The...
ESMA has released today a press announcement that European swap clearing is to start in June 2016. Firms will have...
The Joint Committee of the European Supervisory Authorities (ESAs) – EBA, EIOPA and ESMA – has published the 2015 List...
When talking about legislative power in the context of regulations and documents issued by ESMA, it is often referred to...
FATF today published a report on Money Laundering through the physical transportation of cash. This joint FATF / Middle East...
The European Securities and Markets Authority has published today the Final Report on guidelines on complex debt instruments and structured...
HM Treasury has published the results of its consultation on whether to include investment based crowdfunding in ISAs. The response...
The European Securities and Markets Authority (ESMA) has published an extract from its confidential database of enforcement decisions on financial...
The U.S. Commodity Futures Trading Commission (Commission) today unanimously approved proposed rules that mark a comprehensive regulatory response to the...
The European Securities and Markets Authority (ESMA) has decided not to further extend the existing grace period of three years...
The European Securities and Markets Authority (ESMA) has published its Discussion Paper (DP) on the validation and review of Credit...
MiFID is the Markets in Financial Instruments Directive (Directive 2004/39/EC). In force since November 2007, this directive governs the provision of...
Money laundering can take several forms, although most methods can be categorized into one of a few types. These include...
