Planet Compliance

1 min read

ESMA Chair and ED give statements to ECON on leading ESMA for a further 5 years

PlanetCompliance

Steven Maijoor and Verena Ross, the European Securities and Markets Authority (ESMA) Chair and Executive Director respectively, have delivered statements...

1 min read

MiFID: ESMA makes available pan-EU data on suspensions and removals from trading

PlanetCompliance

The European Securities and Markets Authority (ESMA) has  launched today a new database which makes available information on suspensions and...

3 min read

Terrorist Financing: FATF Report to G20 Leaders

PlanetCompliance

Today, the Financial Action Task Force (FATF) published its report to G20 Leaders on the global implementation of key counter-terrorist...

2 min read

ESMA updates EMIR standards on data reporting

PlanetCompliance

The European Securities and Markets Authority (ESMA) has published today an update of existing technical standards regarding data reporting requirements...

2 min read

ESAs consults on PRIIPs Key Information Documents

PlanetCompliance

The Joint Committee of the European Supervisory Authorities (ESAs) – EBA, EIOPA and ESMA – has launched its Joint Consultation...

2 min read

ESAs define risk weights for credit ratings in the EU

PlanetCompliance

The Joint Committee of the three European Supervisory Authorities (EBA, EIOPA and ESMA - ESAs) has published today two draft...

2 min read

ESMA proposes central clearing for Norwegian, Polish and Swedish interest rate swaps

PlanetCompliance

The European Securities and Markets Authority (ESMA) has today published additional draft regulatory technical standards (RTS) regarding the central clearing...

1 min read

ESMA Chair’s statement to the ECON Committee Scrutiny Hearing on MiFID II

PlanetCompliance

Steven Maijoor, ESMA Chair, has delivered the following statement to the Economic and Monetary Affairs Committee (ECON) at the European...

2 min read

FSB publishes report on implementation and effects of the G20 financial regulatory reforms

PlanetCompliance

The Financial Stability Board (FSB) published today its first annual report to the G20 on the Implementation and effects of...

1 min read

ESMA publishes MAD/MAR Q&A

PlanetCompliance

The European Securities and Markets Authority (ESMA) has issued today an Questions and Answers (Q&A) document regarding the implementation of...

3 min read

FSB issues final Total Loss-Absorbing Capacity standard for global systemically important banks

PlanetCompliance

The Financial Stability Board (FSB) today issued the final Total Loss-Absorbing Capacity (TLAC) standard for global systemically important banks (G-SIBs)....

2 min read

FSB releases progress report on reducing misconduct risk in the finance industry

PlanetCompliance

The Financial Stability Board (FSB) has today published a progress report for the G20 on the FSB’s work on addressing...

3 min read

FSB releases report to G20 on the decline in correspondent banking

PlanetCompliance

The Financial Stability Board (FSB) has today published a Report to the G20 on actions taken to assess and address...

2 min read

FCA publishes PS15/26 on Disclosure Rule and Transparency Rule changes

PlanetCompliance

The FCA has published PS15/26: Implementation of the Transparency Directive Amending Directive (2013/50/EU) and other Disclosure Rule and Transparency Rule...

2 min read

FCA publishes CP15/35 on the implementation of the Market Abuse Regulation

PlanetCompliance

The FCA has published a consultation document, in which it sets out proposals for the necessary changes to the FCA...