Planet Compliance

1 min read

ESMA publishes translations of its Guidelines on complex debt instruments and structured deposits

PlanetCompliance

The European Securities and Markets Authority (ESMA) has published translations of its Guidelines on complex debt instruments and structured deposits....

1 min read

FCA confirms accountability rules for wholesale traders and interim rules on regulatory references

PlanetCompliance

The Financial Conduct Authority (FCA) has today published the final rules confirming their approach to improving individual accountability for those...

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ESMA publishes responses to the EMIR Consultation on MPOR client accounts

PlanetCompliance

The European Securities and Markets Authority (ESMA) has published the responses received to the consultation on review of Article 26...

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ESMA updates its EMIR Q&A

PlanetCompliance

The European Securities and Markets Authority (ESMA) has issued today an update of its Q&A on practical questions regarding the...

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FCA’s Head of Markets Policy gives speech on benchmark regulation

PlanetCompliance

The FCA today published a speech by Edwin Schooling Latter, Head of Markets Policy, FCA, delivered at CISI European Regulation...

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EBA sets out roadmap for the implementation of the regulatory review of internal models

PlanetCompliance

The European Banking Authority (EBA) published today an Opinion specifying the general principles and timelines for the implementation of the...

2 min read

FCA publishes new rules to strengthen accountability in Banking

PlanetCompliance

Today the FCA published its Policy Statement PS16/3, in which the regulator sets out final rules for the new accountability framework...

1 min read

ESMA issues opinions on UK pension schemes to be exempt from central clearing under EMIR

PlanetCompliance

The European Securities and Markets Authority (ESMA) has today issued a set of opinions regarding the exemption of 16 UK...

1 min read

FCA publishes PS16/2 on the Implementation of the UCITS V Directive

PlanetCompliance

The FCA has published the Policy Statement PS16/2: Implementation of the UCITS V Directive where the regulators sets out Handbook changes...

2 min read

ESMA updates on supervisory work on closet indexing

PlanetCompliance

The European Securities and Markets Authority (ESMA) has published a Statement providing details of its work on closet index tracking...

1 min read

ESMA issues technical standards on settlement discipline under CSDR

PlanetCompliance

The European Securities and Markets Authority (ESMA) has published today draft regulatory technical standards (RTS) on settlement discipline which ESMA...

1 min read

PRA publishes January Regulatory Digest

PlanetCompliance

The PRA has published its Regulatory Digest - January. The digest is for people interested in the UK financial services industry and highlights key regulatory news and...

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ESMA publishes consolidated UCITS Q&A

PlanetCompliance

The European Securities and Markets Authority (ESMA) has published a consolidated Questions and Answers (Q&A) on the application of the...

1 min read

ESMA comments on the IASB’s Exposure Draft

PlanetCompliance

Today the European Securities and Markets Authority (ESMA) published its comment letters to the IASB and to EFRAG on the...

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ESMA updates registers under MiFID and Short Selling Regulation

PlanetCompliance

ESMA has issued a statement that the registers under MiFID and the Short Selling Regulation have been migrated to the...