Planet Compliance

2 min read

ESMA updates on supervisory work on closet indexing

PlanetCompliance

The European Securities and Markets Authority (ESMA) has published a Statement providing details of its work on closet index tracking...

1 min read

ESMA issues technical standards on settlement discipline under CSDR

PlanetCompliance

The European Securities and Markets Authority (ESMA) has published today draft regulatory technical standards (RTS) on settlement discipline which ESMA...

1 min read

PRA publishes January Regulatory Digest

PlanetCompliance

The PRA has published its Regulatory Digest - January. The digest is for people interested in the UK financial services industry and highlights key regulatory news and...

1 min read

ESMA publishes consolidated UCITS Q&A

PlanetCompliance

The European Securities and Markets Authority (ESMA) has published a consolidated Questions and Answers (Q&A) on the application of the...

1 min read

ESMA comments on the IASB’s Exposure Draft

PlanetCompliance

Today the European Securities and Markets Authority (ESMA) published its comment letters to the IASB and to EFRAG on the...

1 min read

ESMA updates registers under MiFID and Short Selling Regulation

PlanetCompliance

ESMA has issued a statement that the registers under MiFID and the Short Selling Regulation have been migrated to the...

1 min read

ECA publishes Report on ESMA’s supervision of credit rating agencies

PlanetCompliance

ESMA has published a statement, in which it welcomes the European Court of Auditors’ (ECA) Report on ESMA’s role as...

1 min read

ESMA updates CRR standard on main indices and recognised exchanges

PlanetCompliance

The European Securities and Markets Authority (ESMA) has published its Implementing Regulatory Standard (ITS) on main indices and recognised exchanges...

1 min read

FCA publishes Handbook Notice 29

PlanetCompliance

The FCA today published its FCA Handbook Notice 29, which introduces the Handbook and other material made by the Financial Conduct...

2 min read

ESMA consults on Market Soundings and Delayed Information under MAR

PlanetCompliance

The European Securities and Markets Authority (ESMA) has opened today a public consultation on draft guidelines clarifying the implementation of...

1 min read

ESAs submit joint letter to Commission on Cross-Selling of Financial Products

PlanetCompliance

The Chairpersons of the three European Supervisory Authorities (ESAs) – EBA, EIOPA and ESMA – sent a joint letter on...

4 min read

FCA clarifies overall responsibility of legal function under Senior Managers regime

PlanetCompliance

The FCA has published a statement to clarify its supervisors intentions with regard to the overall responsibility for the legal function...

1 min read

ESMA cooperates with Mexico and South Africa on CCPS

PlanetCompliance

The European Securities and Markets Authority (ESMA) has established two Memoranda of Understanding (MoUs) under the European Markets Infrastructure Regulation...

1 min read

ESMA publishes slides from hearing on validation and review of CRA’s methodologies

PlanetCompliance

The European Securities and Markets Authority (ESMA) held its open hearing today on the issues set out in its Discussion...

2 min read

FCA publishes regulation round-up January 2016

PlanetCompliance

The FCA has published its monthly e-mail to all regulated firms with an update on the latest news that affect...