Asset Management

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ESMA consults on asset segregation and custody services under AIFMD and UCITS

The European Securities and Markets Authority (ESMA) has published a Call for Evidence on Asset Segregation and Custody Services under the Alternative Investment Fund Managers Directive (AIFMD) and the Directive on Undertakings for Collective Investment in Transferable Securities (UCITS Directive). ESMA first consulted on asset segregation under the AIFMD in December 2014 (Guidelines on asset …

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FSB consults on Structural Vulnerabilities from Asset Management Activities

The Financial Stability Board (FSB) today published for public consultation Proposed Policy Recommendations to Address Structural Vulnerabilities from Asset Management Activities. The document sets out 14 proposed policy recommendations to address the following structural vulnerabilities from asset management activities that could potentially present financial stability risks: liquidity mismatch between fund investments and redemption terms and conditions …

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IOSCO Outlines its Priorities Regarding Data Gaps in the Asset Management Industry

The Board of the International Organization of Securities Commissions (IOSCO) today has issued a public statement outlining its priorities regarding data gaps in the asset management industry. IOSCO considers that more needs to be done to enhance the data collected in this sector and is analyzing what data needs should be prioritised. To this end, …

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ESMA issues follow-up review on money market fund guidelines

The European Securities and Markets Authority (ESMA) has issued today a follow-up peer review into the compliance of national competent authorities (NCAs) with guidelines regarding money market funds. This report follows up an earlier peer review already published in April 2013, focusing on eight NCAs that were not compliant with the guidelines. The follow-up peer …

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ESMA publishes responses to the Consultation on PRIIPs Key Information Documents

The European Securities and Markets Authority (ESMA) has published the responses received to the Consultation Paper on PRIIPs Key Information Documents. The consultation on the Regulatory Technical Standards on the presentation and content of the key information document (KID), the review, revision, and republication of KIDs and on the conditions for fulfilling the requirement to …

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AML publishes ELTIF guidance for fund managers

The French regulatory authority Autorité de marchés financiers (AMF) has published guidance for fund managers on the ELTIF regulation that has come into force on 9 December 2015. The AMF aims to provide answers to the key questions on the regulation as well as to facilitate the application process. The regulator also announced that it is going to update its …

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