Cross-Border

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Everything you need to know on the new rules for Cross-Border Distribution of Investment Funds

The clock is ticking: with less than a year left until the new rules on Cross-Border Distribution of Investment Funds become applicable, there is no time to lose to make sure you are prepared for the new framework and have the right processes in place. Here is an overview on the new rules for Cross-Border …

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Commission consults on transparency and fees in cross-border transactions in the EU

Today the European Commission published a consultation paper on transparency and fees in cross-border transactions in the EU. All citizens and stakeholders (companies, organisations, public authorities, experts) are invited to take part in this consultation. Some questions are of a general nature, others more technical and would more easily be answered by experts. Suggestions are …

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Equity Crowdfunding without borders – the regulatory obstacles of campaigns in different jurisdictions

The European Question One problem Equity Crowdfunding campaigns in Europe sometimes face is the limitation to a certain jurisdiction and therefore a reduced market exposure. For example, a project may be very promising but having to limit it to a national market because the platform running the project only allows investors from that are nationals of …

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EBA publishes RTS on preferential treatment in cross-border intragroup financial support

The European Banking Authority (EBA) issued its final draft Regulatory Technical Standards (RTS) on criteria for the application of a preferential treatment in cross-border intragroup credit or liquidity lines, or within an IPS. These RTS further specify the additional criteria listed in the in the context of the liquidity coverage ratio (LCR) Delegated Act for …

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AML country reports – An introduction to the FATF Mutual Evaluations

Imagine a situation like this: you work for a small or medium sized financial institution and your job contains some kind of responsibility for legal or compliance questions. Now, someone in senior management decides it would be a great idea to expand to country X because the good people there are in dire need of …

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Regulator notes progress in convergence of supervisory practices across the EU

The European Banking Authority (EBA) published today its second annual Report on the convergence of supervisory practices across the EU. The Report, which is addressed to the EU Parliament and the Council, reviews consistency in the application of the Supervisory Review and Evaluation Process (SREP) and supervisory practices in the assessment of recovery plans. The …

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PRA consults on contractual recognition of bail-in

The Prudential Regulation Authority (PRA) has issued a statement, in which it puts forward proposals to amend the Contractual Recognition of Bail-In Part of the PRA Rulebook, along with a draft supervisory statement reflecting the PRA’s expectations. The proposals are consistent with the modification by consent published by the PRA in November 2015. This CP is relevant …

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