Financial Reporting

The Essentials of Cyberattack Reporting

Cybersecurity sits firmly among the top priorities of any financial institution. The prevention of a breach is of utmost importance, but Cyberattack reporting requirements cannot be disregarded either. A case study. 2018 was another record year for malicious hacks and data breaches. In the first six months alone over 4.5 billion records were compromised by …

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ESMA updates key transparency calculations for MiFID II implementation

The European Securities and Markets Authority (ESMA) has published an updated version of the MiFID II/MiFIR transitional transparency calculations (TTC) for equity and bond instruments. This updated version mainly reflects changes in the classification of the instruments and the related parameters and resubmission of data by some trading venues. This new version is the one …

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EBA finds supervisory authorities have implemented robust IT systems and processes for supervisory reporting

The European Banking Authority (EBA) published today a Report on the Peer Review carried out on its ITS on supervisory reporting aimed at assessing how supervisory authorities have ensured its consistent and comprehensive implementation. The Report summarises the outcomes of this assessment involving the supervisory authorities of all EU Member States, the European Central Bank …

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EBA calls for improvements to decision-making framework for supervisory reporting requirements

The European Banking Authority (EBA) issued today an Opinion to the European Parliament, Council and Commission proposing that the decision-making framework for adopting supervisory reporting requirements be made more efficient and fit-for-purpose by replacing the Commission’s Implementing Technical Standards (ITS) with decisions adopted directly by the EBA. The current endorsement process of ITS on supervisory …

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ESMA publishes Practical Guide to national rules on major holdings notifications under Transparency Directive

The European Securities and Markets Authority (ESMA) has published a Practical Guide to national rules across the European Economic Area (EEA) on major holdings notifications under the Transparency Directive to help market participants navigate the different requirements. The Transparency Directive requires investors to notify issuers when they acquire or dispose of shares admitted to trading …

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Call for Input: The Planet Compliance RegTech Directory

 We are proud to present the PlanetCompliance RegTech Directory BETA, a light version of our upcoming publication! In the last couple weeks and months we have been conducting extensive research on the RegTech community. Based on this we have already published a series of articles on top companies in our seven RegTech categories. Now we …

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ESMA issues MiFIR reporting instructions

The European Securities and Markets Authority (ESMA) has issued detailed reporting introductions and XML schemas under its Financial Instruments Reference Data System (FIRDS). FIRDS covers the Markets in Financial Instruments Regulation (MiFIR) and the Market Abuse (MAR) requirements for reference data collection and publication, collection and processing of additional data to support the MiFIR transparency …

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ESMA publishes extract on enforcement decisions on financial statements

The European Securities and Markets Authority (ESMA) has published an extract from its confidential database of enforcement decisions on financial statements. The extract includes a selection of 12 decisions that were taken by national enforcers in the period from February 2014 to April 2016. ESMA is publishing extracts from its confidential database of enforcement decisions …

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ESMA comments on International Financial Reporting Standards

The European Securities and Markets Authority (ESMA) has today published a Public Statement which aims to promote the consistent application of International Financial Reporting Standard (IFRS) 15, Revenue from Contracts with Customers, by issuers listed on regulated markets. In light of the expected impact and importance of the implementation of IFRS 15, ESMA highlights the …

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