FinCEN (U.S. Financial Crimes Enforcement Network)

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Cryptocurrency Regulation or How to figure out what the Regulator really wants

In many cases, the real message is hidden between the lines and the same is true for Cryptocurrency Regulation. To find out which rules apply, it pays off to read carefully. PlanetCompliance tells you where and how. While the introduction of laws tailored specifically to the wave of innovation brought by cryptocurrencies may be slow, …

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In a nutshell – US AML regulation for Crowdfunding platforms

The Financial Crimes Enforcement Network (FinCEN), a bureau of the U.S. Department of the Treasury, recently put out a news release with regard to its proposal to amend the Bank Secrecy Act’s (BSA) definition of “Broker or Dealer in Securities” to include funding portals (see related post). FinCEN stated that its proposal seeks to ensure …

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FinCEN Proposes to Amend Definition of Broker-Dealer in Securities to Include Funding Portals

The Financial Crimes Enforcement Network (FinCEN) today proposed to amend the Bank Secrecy Act’s (BSA) definition of “Broker or Dealer in Securities” in order to ensure that funding portals implement policies and procedures reasonably designed to achieve compliance with the BSA requirements, including the filing of suspicious activity reports, currently applicable to brokers or dealers …

FinCEN Proposes to Amend Definition of Broker-Dealer in Securities to Include Funding Portals Read More »

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