The European Securities and Markets Authority (ESMA) has updated today its Q&A on practical questions regarding the implementation of the...
Inside Information
The Securities and Exchange Commission today announced charges in an alleged insider trading scheme involving tips of nonpublic information about...
In a prosecution brought by the Financial Conduct Authority (FCA) Mark Lyttleton, a former Equity Portfolio Manager at BlackRock Investment...
What’s the news? The US Supreme Court yesterday decided in the case of Salman v. United States in favour of...
The European Securities and Markets Authority (ESMA) has issued today final guidelines clarifying one element of the definition of inside...
The FCA has today fined Gavin Breeze £59,557 for engaging in market abuse in the form of insider dealing and...
The European Securities and Markets Authority (ESMA) has issued today final guidelines clarifying the implementation of the Market Abuse Regulation...
The European Commission today published a statement in relation the new EU Market Abuse Regime. A revamped EU legal framework,...
The European Securities and Markets Authority (ESMA) has issued today an Opinion in response to a notification by the European...
The FCA today published a statement regarding a former equities trader at Schroders Investment Management being sentenced for insider dealing....
The Financial Conduct Authority (FCA) today published a statement in relation to the conviction of two for insider dealing. In a...
The FCA today published its policy statement "PS16/13: Implementation of the Market Abuse Regulation". In this Policy Statement the FCA reports on...
The European Securities and Markets Authority (ESMA) has published the responses received to the Consultation on draft guidelines on the...
And now for the grand finale, the last of the 7 market abuse offences: Distortion and misleading behaviour, which is...
Welcome to our sixth posts of this series that looks at the offence of Dissemination. Dissemination is defined as giving...
