Last week, the German financial regulator BaFin, felt compelled to publish a notice on investor protection with regard to Market Making with a focus on derivatives and structured products. The increasing number of complaints the financial watchdog had received from investors in particular in respect of leveraged products such as Contracts for difference (CFDs), Forex …
The European Securities and Markets Authority (ESMA) has today published the results of a targeted review it conducted among five national competent authorities (NCAs) under the Short-Selling Regulation (SSR). The review focused on those markets with the highest number of market makers benefiting from the exemption, and the markets in which market makers have notified …
ESMA assesses regulators' compliance with market maker exemption under SSR Read More »
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