Position Limits

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ESMA updates on Investor Protection and Commodity Derivatives under MiFID II

The European Securities and Markets Authority (ESMA) has issued several updates regarding Investor Protection and Commodity Derivatives under MiFID II today. The first statement refers to its Questions and Answers (Q&As) on the Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR) regarding commodity derivatives topics. These Q&As provide clarification on issues related to the MiFIDII/MiFIR …

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ESMA amends MiFID II standards on non-equity transparency and position limits

The European Securities and Markets Authority (ESMA) has issued today two Opinions proposing amendments to its draft Regulatory Technical Standards (RTSs) under the Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). ESMA proposes to revise the RTS on non-equity transparency – which includes requirements in respect of bonds, structured finance products, emission allowances …

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ESMA responds to Commission rejection of MiFID RTS

The European Securities and Markets Authority (ESMA) has written to the European Commission regarding its draft RTS on MiFID II. ESMA has published the three letters it has sent separately to the Commission regarding the suggested amendments of the Regulatory Technical Standards on the subjects of Position Limits, Ancillary Activity and Non-Equity Transparency. Each letter …

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Commission rejects ESMA proposal for fixed income transparency rules

The European Commission has rejected certain parts of the European Securities and Markets Authority’s (ESMA) proposal for Regulatory Technical Standards ESMA had submitted in its final report to the European Commission on 28 September 2015 (2015-ESMA-1464). This emerged today from information from the Commission passed to the European Parliament, according to a statement published by Markus …

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