RegTech

CUBE appoints new CFO and CSO to further advance its industry leading regulatory intelligence technology

New York, London, and Melbourne – 15 December 2020. CUBE, a global technology company transforming regulatory compliance for large financial services organisations, today announced the appointment of Pedro Pereiro and Steve Pool to the executive leadership team. Pool joins as Chief Financial Officer (CFO) and Pereiro joins as Chief Services Officer (CSO), leading end-to-end global …

CUBE appoints new CFO and CSO to further advance its industry leading regulatory intelligence technology Read More »

How Regtech Firms Can Boost Their Online Presence

How Regtech Firms Can Boost Their Online Presence

The RegTech (Regulatory Technology) universe is expanding at an unprecedented rate. The latest market estimates suggest that the RegTech market is set to reach 21.73 Billion by 2027 from 5.32 billion (2019) at a CAGR of 19.5% (PR Newswire). The major drivers behind the growth are regulatory tsunamic, technological advancements, cost pressure, competition, and digital …

How Regtech Firms Can Boost Their Online Presence Read More »

GLOBAL RELAY APPOINTS SENIOR FINRA EXECUTIVE TO LEADERSHIP TEAM

GLOBAL RELAY APPOINTS SENIOR FINRA EXECUTIVE TO LEADERSHIP TEAM Release Date 11th November 2020 Global Relay, a leading provider of archiving, supervision, eDiscovery, and analytics has appointed prominent financial industry executive Chip Jones as Executive Vice President – Compliance. The role reports directly to Global Relay CEO Warren Roy who said; “I’m delighted that Chip …

GLOBAL RELAY APPOINTS SENIOR FINRA EXECUTIVE TO LEADERSHIP TEAM Read More »

Arctic Intelligence appoints Darren Cade as CEO

Arctic Intelligence appoints Darren Cade as CEO

   Arctic Intelligence appoints Darren Cade as CEO RELEASE DATE 5 NOV 5 NOV 2020 – Global RegTech firm Arctic Intelligence is accelerating into its next phase of growth with promoting Arctic’s longstanding COO, Darren Cade to CEO, taking over from Anthony Quinn, Arctic’s Founder. As Arctic’s COO for the last 4 years, Darren has …

Arctic Intelligence appoints Darren Cade as CEO Read More »

SIX TOP TIPS REGULATED FIRMS USING COLLABORATION PLATFORMS NEED TO KNOW

SIX TOP TIPS REGULATED FIRMS USING COLLABORATION PLATFORMS NEED TO KNOW

The use of Zoom, Slack, Microsoft Teams, and other collaboration platforms has increased exponentially since March, when COVID-19 forced many companies to find new ways to support their employees in working from home. Zoom, the leading videoconferencing platform, reports having 300 million-plus daily meeting participants, while collaboration apps Microsoft Teams and Slack estimate their daily …

SIX TOP TIPS REGULATED FIRMS USING COLLABORATION PLATFORMS NEED TO KNOW Read More »

Policy Management Matters – Getting It Right

Remote working doesn’t just create logistical challenges for businesses, it can also create new compliance issues. As the volume of electronic communications increases, compliance reviewers risk being deluged with excess content if supervision policies are not configured properly. And as new communication channels emerge, companies could find themselves wrong-footed if employees share messages on platforms …

Policy Management Matters – Getting It Right Read More »

The PlanetCompliance RegTech Directory 2020 – OUT NOW!

The wait is over: The latest edition of the PlanetCompliance RegTech Directory is out! Another year has passed, but finally the wait is over: The latest edition of your favourite guide to the industry, the PlanetCompliance RegTech Directory is here! First launched in 2016, the Planet Compliance RegTech Directory has quickly become immensely popular – …

The PlanetCompliance RegTech Directory 2020 – OUT NOW! Read More »

Compliance Case Studies: The Cost of Missing Important Deadlines

A case study for the digital transformation of a financial institution and why compliance culture plays a big role, too. This week, the German financial watchdog, the Federal Financial Supervisory Authority or short BaFin, announced that it had imposed an administrative fine against Barclays PLC, the British multinational investment bank and financial services company with …

Compliance Case Studies: The Cost of Missing Important Deadlines Read More »

RegTech’s hidden opportunity: Healthcare RegTech & Regulatory Compliance

Fertile Ground Few areas have seen such growth in terms of investment and adoption like RegTech. As a result of the current crisis, the existing trend towards digitalization of regulatory services and solutions has made another leap, so that earlier forecasts already seem outdated. Market value of the sector and investment in RegTech companies has …

RegTech’s hidden opportunity: Healthcare RegTech & Regulatory Compliance Read More »

Scroll to Top

Add Article

Add your article to Planet Compliance.