Robo-Advisors

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Robo-advice slowly growing but market still limited European Regulators find

While Robo-advice or the automation of financial advice is slowly growing, the overall number of firms and customers involved is still quite limited, a report published by the three European Supervisory Authorities (ESAs) found. The ESAs consist of the European Banking Authority (EBA), the European Insurance and Occupational Pensions Authority (EIOPA) and the European Securities …

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The devil is in the detail – what the ESMA MiFID II Suitability Consultation means for Robo-Advisors

Recently the European Securities and Markets Authority (ESMA) has published another MiFID II consultation paper, this time on draft guidelines on certain aspects of the suitability requirements. While it deals with various aspects of suitability requirements that were originally introduced as part of the original MiFID, it also contains some interesting proposals that will have …

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SEC Issues Guidance Update and Investor Bulletin on Robo-Advisers

The Securities and Exchange Commission today published information and guidance for investors and the financial services industry on the fast-growing use of robo-advisers, which are registered investment advisers that use computer algorithms to provide investment advisory services online with often limited human interaction. Because of the unique issues raised by robo-advisers, the Commission’s Division of …

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FinTech Innovation – An interview with Paolo Sironi

Bestselling FinTech author, Global Industry Strategist, Experienced Quant and Risk Manager, International Keynote Speaker, FinTech Entrepreneur and Thought Leader: Paolo Sironi is a true FinTech superstar! He recently published his latest book, “FinTech Innovation: From Robo-Advisors to Goal Based Investing and Gamification”, and Jochen Heussner got a chance to talk to him about the book, …

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The disruption of Wealth Management or what are Robo-Advisors?

It must be tough to be in wealth management these days: first, the fund industry came under a lot of pressure from Exchange-Traded Funds (ETF) that are significantly cheaper than traditional investment funds who in turn often struggled to even generate better returns for the extra charge than the ETF’s that simply track an index. …

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