Trade repository

7 min read

The SFTR and the new Reporting Deadlines

PlanetCompliance

Finally, the Securities Financing Transactions Regulation was supposed to start having a real impact with the first batch of reporting...

2 min read

ESMA consults on calculation of derivative positions by trade repositories under EMIR

PlanetCompliance

The European Securities and Markets Authority (ESMA) has today published for public consultation future guidelines on the calculation of derivative positions by trade...

2 min read

ESMA issues final standards for publication of derivatives data

PlanetCompliance

The European Securities and Markets Authority (ESMA) has today issued final regulatory technical standards (RTS) regarding the aggregation and publication...

2 min read

ESMA consults on future guidelines for portability between trade repositories

PlanetCompliance

The European Securities and Markets Authority (ESMA) has put for public consultation future guidelines on the transfer of data between...

1 min read

ESMA to focus on supervisory convergence issues in 2017

PlanetCompliance

The European Securities and Markets Authority (ESMA) has published its 2017 Work Programme which sets out its priorities and areas...

1 min read

IOSCO reports on implementation of Principles for financial market infrastructures

PlanetCompliance

The Committee on Payments and Market Infrastructures (CPMI) and the International Organization of Securities Commissions (IOSCO) have today published the...

1 min read

ESMA issues amended rules for access, aggregation and comparison of data across trade repositories

PlanetCompliance

The European Securities and Markets Authority (ESMA) has published today amended regulatory technical standards (RTS) implementing the European Market Infrastructure...

1 min read

This is a first: ESMA fines Trade Repository

PlanetCompliance

The European Securities and Markets Authority (ESMA) has fined the trade repository DTCC Derivatives Repository Limited (DDRL) €64,000, and issued...

2 min read

ESMA consults on Securities Financing Transaction Regulation

PlanetCompliance

The European Securities and Markets Authority (ESMA) has issued today a Discussion Paper (DP) on rules under the Securities Financing...

3 min read

ESMA to focus on governance, strategy, data and fees in 2016 supervision

PlanetCompliance

The European Securities and Markets Authority (ESMA) has today published its 2016 supervisory priorities for credit rating agencies (CRAs) and...

1 min read

ESMA updates its EMIR Q&A

PlanetCompliance

The European Securities and Markets Authority (ESMA) has issued today an update of its Q&A on practical questions regarding the...

1 min read

ESMA consults on improved access to trade repository data

PlanetCompliance

The European Securities and Markets Authority (ESMA) has published today a consultation paper which proposes to enhance the current functionalities...

1 min read

ESMA Chair and ED give statements to ECON on leading ESMA for a further 5 years

PlanetCompliance

Steven Maijoor and Verena Ross, the European Securities and Markets Authority (ESMA) Chair and Executive Director respectively, have delivered statements...

2 min read

ESMA updates EMIR standards on data reporting

PlanetCompliance

The European Securities and Markets Authority (ESMA) has published today an update of existing technical standards regarding data reporting requirements...