Monthly Archives: December 2015

ESMA publishes consultation paper on Transaction Reporting, Reference Data, Order Records and Clock Syncronisation ESMA issues MiFID II guidelines on cross-selling practices ESMA publishes results of second Market Abuse peer review MiFID II & MiFIR timetable EBA consults on draft guidelines on remuneration requirements for sales staff ESMA publishes responses to indirect clearing under EMIR and MiFIR consultation ESMA publishes report on proxy advisors’ best practice principles ESMA publishes CRA market share calculation P2P and Marketplace Lending – An Introduction FATF stresses importance of measures to counter terrorist financing and help defeat ISIL ESMA publishes Final Report on MiFID II guidelines for the assessment of knowledge and competence ESMA see continued high levels of risk in financial markets IOSCO publishes results of the third annual Risk Outlook Survey