Client Asset Requirements: How To Succeed

Join us and get a quick rundown of everything you need to know regarding the CASS and CAR rules.

Perfect for those planning their CASS or CAR audits as well as professionals with responsibility for client asset compliance.

You’ll learn:

  • Client Asset rules and objectives
  • What regulators expect
  • Client Asset pitfalls and how to avoid them
  • How to be audit ready

The event is free to attend and will last 60 minutes.  Why not join and share your thoughts or queries.

Save a seat today!

Priscilla Gaudoin, FICA, ACISI

Head of Client Regulation

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