Commission adopts regulation on investment recommendations, disclosure of interests and conflicts of interest

The European Commission has adopted a delegated regulation with regard to the objective presentation of investment recommendations or other information recommending or suggesting an investment strategy and for disclosure of particular interests or indications of conflicts of interest, which supplements the Market Abuse Regulation (Regulation (EU) No 596/2014 of the European Parliament and of the Council).

ESMA had developed draft regulatory technical standards to determine the technical arrangements, which were submitted to the Commission on 28 September 2015.

The full text of the EC regulation can be found here.

Lavanya Rathnam

Lavanya Rathnam is an experienced technology, finance, and compliance writer. She combines her keen understanding of regulatory frameworks and industry best practices with exemplary writing skills to communicate complex concepts of Governance, Risk, and Compliance (GRC) in clear and accessible language. Lavanya specializes in creating informative and engaging content that educates and empowers readers to make informed decisions. She also works with different companies in the Web 3.0, blockchain, fintech, and EV industries to assess their products’ compliance with evolving regulations and standards.

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