Are you planning to embark on the journey of securing FCA Authorisation for your financial services business? Perhaps you are already authorised but require authorisation for a new entity, Variation of Permissions (VoP), or Change in Control?
We understand that navigating the complex regulatory landscape can be daunting.
Successful FCA Authorisations By Complyport
The FCA’s Authorisation process is a rigorous and complicated undertaking for any new firm looking to join the UK financial services market, with the FCA announcing on 19th May 2023 that they are “increasing scrutiny of applications at the authorisation gateway”.
Join us for a FREE 45-minute webinar designed to provide insight into the type of information the FCA is requesting, what is expected from firms looking to be authorized, and what firms can do to prepare and respond to the FCA’s increased scrutiny.
NB This webinar also applies to non-UK firms looking to seek authorisation to operate in the UK.
FCA Authorisation Applications
During this webinar, we will discuss:
• An update on the FCA’s approach to Authorisation
• What it means, in practice, to be ‘ready, willing, and organized’
• The FCA’s threshold conditions for authorisation
• The FCA’s principles for businesses
• Answer questions from the audience
Webinar Details
Date: 28th June 2023
Time: 10.00 am (GMT) Location:
Live Online – Zoom
Duration: 45 Minutes
Price: Free
Webinar Speakers
Richard Corbyn – Director, Authorisations – Complyport
Kyriakos Christofidis – Assistant Director, Authorisations – Complyport
How Complyport Can Help
At Complyport, we specialise in assisting businesses like yours in achieving FCA authorisation smoothly and efficiently. With our expertise, we’ll guide you through the entire application process, helping you address these considerations effectively. Our team of industry professionals will provide tailored advice and support, ensuring your application showcases your strengths and regulatory compliance.
Contact Jan Hagen via jan.hagen@complyport.co.uk to book a free consultation to explore how we can assist you in securing FCA authorisation and ongoing support for your firm’s long-term success.
